Kabeer Aziz - Aug 23, 2023 Form 4 Insider Report for AN2 Therapeutics, Inc. (ANTX)

Role
Director, 10%+ Owner
Signature
/s/ Kabeer Aziz
Stock symbol
ANTX
Transactions as of
Aug 23, 2023
Transactions value $
-$6,400
Form type
4
Date filed
9/15/2023, 05:40 PM
Previous filing
Jun 9, 2023
Next filing
Sep 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANTX Common Stock Sale -$5.38K -336 -0.02% $16.00 2.18M Sep 13, 2023 By Adjuvant Global Health Technology Fund, L.P. F1, F2
transaction ANTX Common Stock Sale -$1.02K -64 -0.02% $16.00 412K Sep 13, 2023 By Adjuvant Global Health Technology Fund DE, L.P F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022.
F2 . Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). The Reporting Person is a member of the Issuer's board of directors and is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3 Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. The Reporting Person is a member of the Issuer's board of directors and is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.