Peter Beck - Sep 11, 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Signature
/s/ Adam Spice as Attorney-in-Fact for Peter Beck
Stock symbol
RKLB
Transactions as of
Sep 11, 2023
Transactions value $
-$20,232,000
Form type
4
Date filed
9/13/2023, 04:05 PM
Previous filing
Sep 7, 2021
Next filing
Dec 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Sale -$20.2M -3.6M -6.6% $5.62 51M Sep 11, 2023 By Equatorial Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held directly by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of the reported securities. Each reporting owner disclaims his, her or its beneficial ownership of the reported securities except to the extent of his, her or its pecuniary interest.