Thomas Monroe Patterson - Sep 8, 2023 Form 4 Insider Report for Drilling Tools International Corp (DTI)

Role
Director
Signature
/s/ Thomas Monroe Patterson
Stock symbol
DTI
Transactions as of
Sep 8, 2023
Transactions value $
$0
Form type
4
Date filed
9/12/2023, 09:10 AM
Previous filing
Sep 7, 2023
Next filing
May 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DTI Common Stock Other $0 +19.8K +79.21% $0.00 44.8K Sep 8, 2023 Direct F1
holding DTI Common Stock 15.3K Sep 8, 2023 By ROC Energy Holdings, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents distribution of shares of common stock of the registrant (the "PIPE Shares") related to the private investment in public equity (the "PIPE") that ROC Energy Acquisition Corp. ("ROC") undertook in connection with its business combination (the "Business Combination") with the registrant from ROC Energy Holdings, LLC (the "Sponsor"), of which the reporting person is a member.
F2 The reporting person disclaims beneficial ownership of these securities, which represent founder shares of the Sponsor (the "PIPE Founder Shares") except to the extent of his pecuninary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Secction 16 or for any other purpose. The Sponsor anticipates the distribution of the PIPE Founder Shares to the reporting person in accordance with the limited liability company agreement of Sponsor and upon the expiration of the applicable 180-day lock-up period applicable to the Sponsor following the consummation of the Business Combination.