Working Capital Advisors (UK) Ltd. - Aug 16, 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
10%+ Owner
Signature
Working Capital Advisors (UK) Ltd., By: /s/ Wai Keng Kwok
Stock symbol
FNKO
Transactions as of
Aug 16, 2023
Transactions value $
$2,638,757
Form type
4
Date filed
8/18/2023, 08:56 AM
Previous filing
Aug 18, 2023
Next filing
Aug 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Purchase $1.37M +257K +4.61% $5.34 5.82M Aug 16, 2023 See footnotes F1, F2
transaction FNKO Class A Common Stock Purchase $1.27M +234K +4.03% $5.41 6.05M Aug 17, 2023 See footnotes F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 3,117,542 shares of Class A common stock held directly by Working Capital Fund and (ii) 2,700,870 shares of Class A common stock held directly by High Street, with each held indirectly by the Investment Manager, the Parent Company, and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.
F2 Includes Class A common stock held directly by High Street Partners, Ltd. ("High Street") and Class A common stock held directly by Working Capital Partners, Ltd. ("Working Capital Fund"), with each held indirectly by Working Capital Advisors (UK) Ltd. (the "Investment Manager"), Working Capital Management Pte. Ltd. (the "Parent Company"), and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.
F3 Includes (i) 3,243,271 shares of Class A common stock held directly by Working Capital Fund and (ii) 2,809,405 shares of Class A common stock held directly by High Street, with each held indirectly by the Investment Manager, the Parent Company, and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.