Working Capital Advisors (UK) Ltd. - 16 Aug 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
10%+ Owner
Signature
Working Capital Advisors (UK) Ltd., By: /s/ Wai Keng Kwok
Issuer symbol
FNKO
Transactions as of
16 Aug 2023
Net transactions value
+$2,638,757
Form type
4
Filing time
18 Aug 2023, 08:56:55 UTC
Previous filing
18 Aug 2023
Next filing
23 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Purchase $1,370,780 +256,561 +4.6% $5.34 5,818,412 16 Aug 2023 See footnotes F1, F2
transaction FNKO Class A Common Stock Purchase $1,267,977 +234,264 +4% $5.41 6,052,676 17 Aug 2023 See footnotes F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 3,117,542 shares of Class A common stock held directly by Working Capital Fund and (ii) 2,700,870 shares of Class A common stock held directly by High Street, with each held indirectly by the Investment Manager, the Parent Company, and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.
F2 Includes Class A common stock held directly by High Street Partners, Ltd. ("High Street") and Class A common stock held directly by Working Capital Partners, Ltd. ("Working Capital Fund"), with each held indirectly by Working Capital Advisors (UK) Ltd. (the "Investment Manager"), Working Capital Management Pte. Ltd. (the "Parent Company"), and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.
F3 Includes (i) 3,243,271 shares of Class A common stock held directly by Working Capital Fund and (ii) 2,809,405 shares of Class A common stock held directly by High Street, with each held indirectly by the Investment Manager, the Parent Company, and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.