-
Signature
-
Jennifer Reiners, pursuant to power of attorney
-
Issuer symbol
-
DFIN
-
Transactions as of
-
02 Aug 2023
-
Net transactions value
-
-$12,740
-
Form type
-
4
-
Filing time
-
03 Aug 2023, 16:25:41 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
DFIN |
Common Stock |
Options Exercise |
$7,060 |
+400 |
+0.3% |
$17.65 |
135,605 |
02 Aug 2023 |
Direct |
F1 |
| transaction |
DFIN |
Common Stock |
Sale |
$19,800 |
-400 |
-0.29% |
$49.50 |
135,205 |
02 Aug 2023 |
Direct |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
DFIN |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-400 |
-2% |
$0.000000 |
19,900 |
02 Aug 2023 |
Common Stock |
400 |
$17.65 |
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: