Olav Bergheim - Oct 19, 2022 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role
Director
Signature
/s/ Olav Bergheim
Stock symbol
SONX
Transactions as of
Oct 19, 2022
Transactions value $
$0
Form type
4
Date filed
7/31/2023, 02:21 PM
Previous filing
Jul 1, 2022
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Other $0 -393K -100% $0.00* 0 Oct 19, 2022 Held by Fjordinvest (Cayman) Ltd. F1, F2
transaction SONX Common Stock Other $0 +11.2K +8.56% $0.00 143K Oct 19, 2022 Held by Micro LLC F1, F3
transaction SONX Common Stock Other $0 -287K -100% $0.00* 0 Oct 19, 2022 Held by Fjordinvest (Cayman) II Ltd F4, F5
transaction SONX Common Stock Other $0 +5.62K +0.52% $0.00 1.1M Oct 19, 2022 Held by Fjordinvest LLC F3, F4
holding SONX Common Stock 66.5K Oct 19, 2022 Held by Fjord Ventures LLC F6
holding SONX Common Stock 692K Oct 19, 2022 Held by Fjord Capital Partners I, L.P. F7
holding SONX Common Stock 24.9K Oct 19, 2022 Held by IRA F8
holding SONX Common Stock 150K Oct 19, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration.
F2 Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to extent of his pecuniary interest in such shares.
F3 Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F4 Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration.
F5 Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F6 Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F7 Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F8 Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim.