Olav Bergheim - 19 Oct 2022 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role
Director
Signature
/s/ Olav Bergheim
Issuer symbol
SONX
Transactions as of
19 Oct 2022
Net transactions value
$0
Form type
4
Filing time
31 Jul 2023, 14:21:59 UTC
Previous filing
01 Jul 2022
Next filing
20 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Other $0 -393,473 -100% $0.000000* 0 19 Oct 2022 Held by Fjordinvest (Cayman) Ltd. F1, F2
transaction SONX Common Stock Other $0 +11,242 +8.6% $0.000000 142,544 19 Oct 2022 Held by Micro LLC F1, F3
transaction SONX Common Stock Other $0 -286,673 -100% $0.000000* 0 19 Oct 2022 Held by Fjordinvest (Cayman) II Ltd F4, F5
transaction SONX Common Stock Other $0 +5,621 +0.52% $0.000000 1,096,373 19 Oct 2022 Held by Fjordinvest LLC F3, F4
holding SONX Common Stock 66,464 19 Oct 2022 Held by Fjord Ventures LLC F6
holding SONX Common Stock 691,628 19 Oct 2022 Held by Fjord Capital Partners I, L.P. F7
holding SONX Common Stock 24,906 19 Oct 2022 Held by IRA F8
holding SONX Common Stock 150,408 19 Oct 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration.
F2 Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to extent of his pecuniary interest in such shares.
F3 Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F4 Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration.
F5 Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F6 Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F7 Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F8 Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim.