Miriam L. Haas - May 11, 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Minna Baughman, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
May 11, 2023
Transactions value $
$0
Form type
4
Date filed
7/18/2023, 04:11 PM
Previous filing
Jan 10, 2023
Next filing
Jan 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Other $0 +200 $0.00 200 Jan 23, 2022 By reporting person as trustee of estate holding such shares F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Gift $0 -1.7M -100% $0.00* 0 Dec 15, 2022 Class A Common Stock See footnote F2, F3
transaction LEVI Class B Common Stock Gift $0 +1.7M $0.00 1.7M Dec 15, 2022 Class A Common Stock See footnote F2, F3
transaction LEVI Class B Common Stock Other $0 -3M -7.13% $0.00 39.1M May 11, 2023 Class A Common Stock Direct F2, F4, F5
transaction LEVI Class B Common Stock Other $0 +3M +176.76% $0.00 4.7M May 11, 2023 Class A Common Stock By grantor retained annuity trust F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This late filing is due to an inadvertent administrative oversight.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 Shares reflect distributions from a grantor retained annuity trust to trusts of which the reporting person is trustee and, in that capacity, possesses sole voting and dispositive power over these shares. However, the reporting person is not a beneficiary of the trust and disclaims pecuniary interest in these shares.
F4 Shares reflect an aggregate of 977,098 shares of Class B Common Stock that were transferred from November 28, 2022 through December 14, 2022 from a grantor retained annuity trust for the benefit of the reporting person in exempt transactions and continue to be reported on this Form 4 as being directly owned.
F5 Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.