| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LEVI | Class A Common Stock | +Other | $0 | +200 | $0.00 | 200 | Jan 23, 2022 | By reporting person as trustee of estate holding such shares | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LEVI | Class B Common Stock | -Gift | $0 | -1,697,256 | -100% | $0.00 | 0 | Dec 15, 2022 | Class A Common Stock | See footnote | F2, F3 | ||
| transaction | LEVI | Class B Common Stock | +Gift | $0 | +1,697,256 | $0.00 | 1,697,256 | Dec 15, 2022 | Class A Common Stock | See footnote | F2, F3 | |||
| transaction | LEVI | Class B Common Stock | -Other | $0 | -3,000,000 | -7.13% | $0.00 | 39,062,006 | May 11, 2023 | Class A Common Stock | Direct | F2, F4, F5 | ||
| transaction | LEVI | Class B Common Stock | +Other | $0 | +3,000,000 | +176.76% | $0.00 | 4,697,256 | May 11, 2023 | Class A Common Stock | By grantor retained annuity trust | F2, F5 |
| Id | Content |
|---|---|
| F1 | This late filing is due to an inadvertent administrative oversight. |
| F2 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| F3 | Shares reflect distributions from a grantor retained annuity trust to trusts of which the reporting person is trustee and, in that capacity, possesses sole voting and dispositive power over these shares. However, the reporting person is not a beneficiary of the trust and disclaims pecuniary interest in these shares. |
| F4 | Shares reflect an aggregate of 977,098 shares of Class B Common Stock that were transferred from November 28, 2022 through December 14, 2022 from a grantor retained annuity trust for the benefit of the reporting person in exempt transactions and continue to be reported on this Form 4 as being directly owned. |
| F5 | Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries. |