Miriam L. Haas - 11 May 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Minna Baughman, Attorney-in-Fact
Issuer symbol
LEVI
Transactions as of
11 May 2023
Net transactions value
$0
Form type
4
Filing time
18 Jul 2023, 16:11:08 UTC
Previous filing
10 Jan 2023
Next filing
09 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Other $0 +200 $0.000000 200 23 Jan 2022 By reporting person as trustee of estate holding such shares F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Gift $0 -1,697,256 -100% $0.000000* 0 15 Dec 2022 Class A Common Stock See footnote F2, F3
transaction LEVI Class B Common Stock Gift $0 +1,697,256 $0.000000 1,697,256 15 Dec 2022 Class A Common Stock See footnote F2, F3
transaction LEVI Class B Common Stock Other $0 -3,000,000 -7.1% $0.000000 39,062,006 11 May 2023 Class A Common Stock Direct F2, F4, F5
transaction LEVI Class B Common Stock Other $0 +3,000,000 +177% $0.000000 4,697,256 11 May 2023 Class A Common Stock By grantor retained annuity trust F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This late filing is due to an inadvertent administrative oversight.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 Shares reflect distributions from a grantor retained annuity trust to trusts of which the reporting person is trustee and, in that capacity, possesses sole voting and dispositive power over these shares. However, the reporting person is not a beneficiary of the trust and disclaims pecuniary interest in these shares.
F4 Shares reflect an aggregate of 977,098 shares of Class B Common Stock that were transferred from November 28, 2022 through December 14, 2022 from a grantor retained annuity trust for the benefit of the reporting person in exempt transactions and continue to be reported on this Form 4 as being directly owned.
F5 Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.