John Alexander Paterson - 06 Jul 2023 Form 4 Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role: Director
Signature: John Alexander Paterson
Issuer symbol: ITHUF
Transactions as of: 06 Jul 2023
Net transactions value: $0
Form type: 4
Filing time: 07 Jul 2023, 16:58:49 UTC
Previous filing: 18 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ITHUF	Common Stock	Award		+5,586,592			5,586,592	06 Jul 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ITHUF	Restricted Stock Units	Options Exercise	$0	-5,586,592	-32%	$0.000000	12,011,173	06 Jul 2023	Common Stock	5,586,592		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person on May 17, 2023.
F2	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F3	The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.