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Signature
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/s/ Scott Semel, Attorney-in-Fact for Jonathan C. Seltzer
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Stock symbol
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ESMT
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Transactions as of
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Jun 14, 2023
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Transactions value $
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-$361,655
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Form type
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4
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Date filed
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6/16/2023, 08:21 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ESMT |
Common Stock |
Options Exercise |
$60.4K |
+20K |
+356.51% |
$3.02* |
25.6K |
Jun 14, 2023 |
Direct |
|
transaction |
ESMT |
Common Stock |
Sale |
-$368K |
-20K |
-78.09% |
$18.42 |
5.61K |
Jun 14, 2023 |
Direct |
F1, F2 |
transaction |
ESMT |
Common Stock |
Options Exercise |
$10.6K |
+3.5K |
+62.39% |
$3.02* |
9.11K |
Jun 15, 2023 |
Direct |
|
transaction |
ESMT |
Common Stock |
Sale |
-$64.2K |
-3.5K |
-38.42% |
$18.35 |
5.61K |
Jun 15, 2023 |
Direct |
F1, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ESMT |
Stock Option |
Options Exercise |
$0 |
-20K |
-7.75% |
$0.00 |
238K |
Jun 14, 2023 |
Common Stock |
20K |
$3.02 |
Direct |
F4 |
transaction |
ESMT |
Stock Option |
Options Exercise |
$0 |
-3.5K |
-1.47% |
$0.00 |
235K |
Jun 15, 2023 |
Common Stock |
3.5K |
$3.02 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: