Andrew David Oddie - May 12, 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF REVENUE OFFICER
Signature
/s/ Tracy Daw, as Attorney-in-Fact for Andrew David Oddie
Stock symbol
FNKO
Transactions as of
May 12, 2023
Transactions value $
-$107,321
Form type
4
Date filed
5/16/2023, 04:06 PM
Previous filing
May 2, 2023
Next filing
Aug 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +19.3K +55.22% $0.00 54.3K May 12, 2023 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$107K -9.59K -17.65% $11.19 44.7K May 15, 2023 Direct F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -19.3K -33.33% $0.00 38.6K May 12, 2023 Class A Common Stock 19.3K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units on May 12, 2023 pursuant to a sell to cover instruction.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F5 On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.