Kent Roger Christensen - 06 Feb 2023 Form 4 Insider Report for Solo Brands, Inc. (DTCB)

Role
General Counsel
Signature
/s/ Kent Christensen
Issuer symbol
DTCB
Transactions as of
06 Feb 2023
Net transactions value
-$3,197
Form type
4
Filing time
09 May 2023, 20:45:51 UTC
Previous filing
21 Nov 2022
Next filing
17 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DTC Class A Common Stock Options Exercise $0 +1,103 +16% $0.000000 8,135 06 Feb 2023 Direct F1
transaction DTC Class A Common Stock Tax liability $1,286 -268 -3.3% $4.80 7,867 06 Feb 2023 Direct F2
transaction DTC Class A Common Stock Options Exercise $0 +1,103 +14% $0.000000 8,970 05 May 2023 Direct
transaction DTC Class A Common Stock Tax liability $1,911 -268 -3% $7.13 8,702 05 May 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DTC Restricted Stock Unit Options Exercise $0 -1,103 -8.3% $0.000000 12,132 06 Feb 2023 Class A Common Stock 1,103 Direct F3, F4
transaction DTC Restricted Stock Unit Options Exercise $0 -1,103 -9.1% $0.000000 11,029 05 May 2023 Class A Common Stock 1,103 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares purchased as a result of the Reporting Person's participation in the Issuer's employee stock purchase plan, exempt pursuant to Rule 16b-3(c).
F2 Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
F3 Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4 The remaining unvested RSUs will vest in ten approximately equal quarterly installments.
F5 The remaining unvested RSUs will vest in nine approximately equal quarterly installments.