Kent Christensen - Feb 6, 2023 Form 4 Insider Report for Solo Brands, Inc. (DTC)

Role
General Counsel
Signature
/s/ Kent Christensen
Stock symbol
DTC
Transactions as of
Feb 6, 2023
Transactions value $
-$3,197
Form type
4
Date filed
5/9/2023, 08:45 PM
Previous filing
Nov 21, 2022
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DTC Class A Common Stock Options Exercise $0 +1.1K +15.69% $0.00 8.14K Feb 6, 2023 Direct F1
transaction DTC Class A Common Stock Tax liability -$1.29K -268 -3.29% $4.80 7.87K Feb 6, 2023 Direct F2
transaction DTC Class A Common Stock Options Exercise $0 +1.1K +14.02% $0.00 8.97K May 5, 2023 Direct
transaction DTC Class A Common Stock Tax liability -$1.91K -268 -2.99% $7.13 8.7K May 5, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DTC Restricted Stock Unit Options Exercise $0 -1.1K -8.33% $0.00 12.1K Feb 6, 2023 Class A Common Stock 1.1K Direct F3, F4
transaction DTC Restricted Stock Unit Options Exercise $0 -1.1K -9.09% $0.00 11K May 5, 2023 Class A Common Stock 1.1K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares purchased as a result of the Reporting Person's participation in the Issuer's employee stock purchase plan, exempt pursuant to Rule 16b-3(c).
F2 Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
F3 Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4 The remaining unvested RSUs will vest in ten approximately equal quarterly installments.
F5 The remaining unvested RSUs will vest in nine approximately equal quarterly installments.