Robert J. Hariri - Mar 27, 2023 Form 4 Insider Report for Celularity Inc (CELU)

Role
Chief Executive Officer, Director
Signature
/s/ Kyle Fletcher, Attorney-in-Fact
Stock symbol
CELU
Transactions as of
Mar 27, 2023
Transactions value $
$1,739,394
Form type
4
Date filed
3/27/2023, 08:27 PM
Previous filing
Nov 30, 2022
Next filing
Apr 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELU Class A Common Stock Award $1.74M +2.08M +25.82% $0.83 10.2M Mar 27, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELU Warrants (Right to Buy) Award -2.08M -50% 2.08M Mar 27, 2023 Class A Common Stock 2.08M $3.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 27, 2023, the Reporting Person purchased directly from the Issuer (i) 2,084,854 shares of the Issuer's Class A common stock at a price of $0.8343 per share, and (ii) a 5-year immediately exercisable warrant to purchase 2,084,854 shares of the Issuer's Class A common stock at an exercise price of $3.00, at a price of $0.125 per whole share underlying the warrant, or an aggregate purchase price of $2.0 million pursuant to a securities purchase agreement dated March 20, 2023.
F2 This includes 131,234 shares underlying restricted stock units subject to vesting.