Robert J. Hariri - 27 Mar 2023 Form 4 Insider Report for Celularity Inc (CELU)

Role
Chief Executive Officer, Director
Signature
/s/ Kyle Fletcher, Attorney-in-Fact
Issuer symbol
CELU
Transactions as of
27 Mar 2023
Net transactions value
+$1,739,394
Form type
4
Filing time
27 Mar 2023, 20:27:51 UTC
Previous filing
30 Nov 2022
Next filing
17 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELU Class A Common Stock Award $1,739,394 +2,084,854 +26% $0.8343 10,159,850 27 Mar 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELU Warrants (Right to Buy) Award -2,084,854 -50% 2,084,854 27 Mar 2023 Class A Common Stock 2,084,854 $3.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 27, 2023, the Reporting Person purchased directly from the Issuer (i) 2,084,854 shares of the Issuer's Class A common stock at a price of $0.8343 per share, and (ii) a 5-year immediately exercisable warrant to purchase 2,084,854 shares of the Issuer's Class A common stock at an exercise price of $3.00, at a price of $0.125 per whole share underlying the warrant, or an aggregate purchase price of $2.0 million pursuant to a securities purchase agreement dated March 20, 2023.
F2 This includes 131,234 shares underlying restricted stock units subject to vesting.