Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KOR | Common Shares | Purchase | $1.35M | +2.5M | +17.01% | $0.54* | 17.2M | Mar 11, 2016 | (See footnote) | F2, F10, F11 |
transaction | KOR | Common Shares | Purchase | $1.56M | +1.57M | +9.16% | $0.99* | 18.8M | Dec 7, 2017 | (See footnote) | F3, F10, F11 |
transaction | KOR | Common Shares | Purchase | $3.46M | +1.73M | +9.22% | $2.00* | 20.5M | Jun 5, 2018 | (See footnote) | F4, F10, F11 |
transaction | KOR | Common Shares | Purchase | $1.29M | +682K | +3.33% | $1.89* | 21.2M | Jun 29, 2018 | (See footnote) | F5, F10, F11 |
transaction | KOR | Common Shares | Purchase | $1.55M | +800K | +3.78% | $1.94* | 22M | Dec 20, 2018 | (See footnote) | F6, F10, F11 |
transaction | KOR | Common Shares | Purchase | $980K | +500K | +2.27% | $1.96* | 22.5M | Aug 19, 2019 | (See footnote) | F7, F10, F11 |
transaction | KOR | Common Shares | Purchase | $3.43M | +2.29M | +10.18% | $1.50 | 24.8M | Oct 7, 2019 | (See footnote) | F8, F10, F11 |
holding | KOR | Common Shares | 14.7M | May 31, 2021 | (See footnote) | F1, F9, F11 | |||||
holding | KOR | Common Shares | 24.8M | May 31, 2021 | (See footnote) | F11 |
Id | Content |
---|---|
F1 | On May 29, 2015, the Issuer registered its Common Shares pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended, at which time the Reporting Persons (as defined below) beneficially owned 14,698,876 Common Shares of the Issuer. |
F2 | The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$0.70 per Common Share, using an exchange rate of C$1.30 = US$1.00. |
F3 | The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$1.27 per Common Share, using an exchange rate of C$1.28 = US$1.00. |
F4 | The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$2.60 per Common Share, using an exchange rate of C$1.30 = US$1.00. |
F5 | The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$2.37 per Common Share, using an exchange rate of C$1.26 = US$1.00. |
F6 | The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$2.60 per Common Share, using an exchange rate of C$1.34 = US$1.00. |
F7 | The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$2.60 per Common Share, using an exchange rate of C$1.33 = US$1.00. |
F8 | The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$2.00 per Common Share, using an exchange rate of C$1.33 = US$1.00. |
F9 | At the end of the fiscal year ended May 31, 2015. |
F10 | Amount of Common Shares beneficially owned following Reported Transaction. |
F11 | These Common Shares are owned directly by AngloGold Ashanti (U.S.A.) Exploration Inc., which is a wholly owned subsidiary of AngloGold Ashanti North America Inc., which is a wholly owned subsidiary of AngloGold Ashanti USA Incorporated, which is a wholly owned subsidiary of AngloGold Ashanti Limited. This Form 5 is being filed jointly by AngloGold Ashanti (U.S.A.) Exploration Inc. and AngloGold Ashanti Limited (together, the "Reporting Persons"). |