Aaron Wyatt Simons - 01 Aug 2025 Form 3 Insider Report for Virtu Financial, Inc. (VIRT)

Role
Chief Executive Officer, Director
Signature
Justin Waldie, as Attorney-in-Fact
Issuer symbol
VIRT
Transactions as of
01 Aug 2025
Net transactions value
$0
Form type
3
Filing time
11 Aug 2025, 17:30:27 UTC
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Simons Aaron Wyatt Chief Executive Officer, Director C/O VIRTU FINANCIAL, INC., 1633 BROADWAY, NEW YORK Justin Waldie, as Attorney-in-Fact 11 Aug 2025 0002080456

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VIRT Class A common stock 93 01 Aug 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VIRT Restricted Stock Unit 01 Aug 2025 Class A common stock 95,243 Direct F1, F2
holding VIRT Non-voting common interest units of Virtu Financial LLC 01 Aug 2025 Class A common stock 520,184 See footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 11,588 RSUs granted on February 3, 2023 that vest on February 3, 2026, (ii) 61,063 RSUs granted on February 2, 2024 that vest as to 37,500 on January 31, 2026, 11,782 on February 2, 2026 and 11,781 on February 2, 2027; and (iii) 22,592 RSUs granted on February 4, 2025 that vest as to 7,531 on each of February 4, 2026 and February 4, 2027, and 7,530 on February 4, 2028.
F2 Each RSU was granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F4 By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.

Remarks:

Exhibit 24.1: Power of Attorney.