Steven T. Mnuchin - Mar 27, 2025 Form 4 Insider Report for FLAGSTAR FINANCIAL, INC. (FLG)

Role: Director, 10%+ Owner
Signature: /s/ Jesse M. Burwell, as Attorney-in-Fact for Steven T. Mnuchin
Stock symbol: FLG
Transactions as of: Mar 27, 2025
Transactions value $: $0
Form type: 4
Date filed: 3/31/2025, 05:24 PM
Previous filing: Jan 31, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FLG	Common Stock	Options Exercise		+10.4K	+75.92%		24K	Mar 27, 2025	Direct	F1, F2, F4
transaction	FLG	Common Stock	Disposed to Issuer		-10.4K	-43.16%		13.6K	Mar 27, 2025	Direct	F1, F2, F4
holding	FLG	Common Stock						75M	Mar 27, 2025	See footnotes	F3, F4

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FLG	Restricted Stock Unit	Options Exercise		-10.4K	-100%		0	Mar 27, 2025	Common Stock	10.4K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the vesting and cash settlement of restricted stock units.
F2	Includes 13,542 service based restricted stock units that will vest in shares of the Issuer's Common Stock over the passage of time.
F3	Total includes 74,999,994 shares of Common Stock held by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser and manager of the Liberty Purchaser. Liberty 77 Capital Partners L.P. (the "Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the president of STM Partners LLC.
F4	The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Remarks:

Share amounts reflect a 1-for-3 reverse stock split effective July 11, 2024.