Steven T. Mnuchin - 27 Mar 2025 Form 4 Insider Report for FLAGSTAR FINANCIAL, INC. (FLG)

Role
Director, 10%+ Owner
Signature
/s/ Jesse M. Burwell, as Attorney-in-Fact for Steven T. Mnuchin
Issuer symbol
FLG
Transactions as of
27 Mar 2025
Net transactions value
$0
Form type
4
Filing time
31 Mar 2025, 17:24:27 UTC
Previous filing
31 Jan 2025
Next filing
29 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLG Common Stock Options Exercise +10,357 +76% 23,999 27 Mar 2025 Direct F1, F2, F4
transaction FLG Common Stock Disposed to Issuer -10,357 -43% 13,642 27 Mar 2025 Direct F1, F2, F4
holding FLG Common Stock 74,999,994 27 Mar 2025 See footnotes F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLG Restricted Stock Unit Options Exercise -10,357 -100% 0 27 Mar 2025 Common Stock 10,357 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the vesting and cash settlement of restricted stock units.
F2 Includes 13,542 service based restricted stock units that will vest in shares of the Issuer's Common Stock over the passage of time.
F3 Total includes 74,999,994 shares of Common Stock held by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser and manager of the Liberty Purchaser. Liberty 77 Capital Partners L.P. (the "Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the president of STM Partners LLC.
F4 The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Remarks:

Share amounts reflect a 1-for-3 reverse stock split effective July 11, 2024.