| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RHLD | Common Stock, par value $0.0001 per share | Other | -4,107,534 | -100% | 0 | 17 Mar 2025 | By Resolute Compo Holdings LLC | F1, F2 | ||
| transaction | RHLD | Common Stock, par value $0.0001 per share | Other | +4,107,534 | 4,107,534 | 17 Mar 2025 | By Resolute ManCo Holdings LLC | F1, F3 |
| Id | Content |
|---|---|
| F1 | Represents the transfer for no consideration of 4,107,534 shares of Resolute Holdings Management, Inc. (the "Issuer") from Resolute Compo Holdings LLC ("Resolute Compo Holdings") to Resolute ManCo Holdings LLC ("Resolute ManCo Holdings") received by Resolute Compo Holdings as a result of the previously announced spin-off of the Issuer from CompoSecure, Inc. |
| F2 | The securities of the Issuer were or may be deemed to have been beneficially owned by (i) Resolute Compo Holdings, directly, (ii) Tungsten 2024 LLC ("Tungsten"), indirectly as a result of being the managing member of Resolute Compo Holdings, (iii) John Cote, indirectly as a result of being the manager of Tungsten, (iv) C 323 Holdings, LLC ("C 323 Holdings"), indirectly as a result of being a non-managing member of Resolute Compo Holdings, and (v) Thomas R. Knott, indirectly as a result of being the sole and managing member of C 323 Holdings. Each of Resolute Compo Holdings, Tungsten, Mr. John Cote, C 323 Holdings and Mr. Knott, disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. |
| F3 | The securities of the Issuer are or may be deemed to be beneficially owned by (i) Resolute ManCo Holdings, directly, (ii) Tungsten, indirectly as a result of being the managing member of Resolute ManCo Holdings, (iii) Mr. John Cote, indirectly as a result of being the manager of Tungsten, (iv) C 323 Holdings, indirectly as a result of being a non-managing member of Resolute ManCo Holdings, and (v) Thomas R. Knott, indirectly as a result of being the sole and managing member of C 323 Holdings. Each of Resolute ManCo Holdings, Tungsten, Mr. John Cote, C 323 Holdings and Mr. Knott, disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. |
By virtue of its relationship with Mr. John Cote and Mr. Thomas R. Knott, each of the reporting persons may be deemed to be a director by deputization.