John D. Cote - 28 Feb 2025 Form 4 Insider Report for Resolute Holdings Management, Inc. (RHLD)

Role: Director, 10%+ Owner
Signature: /s/ John D. Cote, by attorney-in-fact Kurt Schoen
Issuer symbol: RHLD
Transactions as of: 28 Feb 2025
Net transactions value: $0
Form type: 4
Filing time: 04 Mar 2025, 21:16:29 UTC
Previous filing: 21 Feb 2025
Next filing: 30 May 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RHLD	Common Stock, par value $0.0001 per share	Award		+4,107,534			4,107,534	28 Feb 2025	By Resolute Compo Holdings LLC	F1, F2
transaction	RHLD	Common Stock, par value $0.0001 per share	Award		+73,330			73,330	28 Feb 2025	By Tungsten 2024 LLC	F1, F3
transaction	RHLD	Common Stock, par value $0.0001 per share	Award		+125,000			125,000	28 Feb 2025	By Ridge Valley LLC	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RHLD	Stock Option (Right to Buy)	Award	$0	+2,064		$0.000000	2,064	28 Feb 2025	Common Stock	2,064	$46.82	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. (the "Issuer") by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis (the "Spin-Off"). This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.
F2	The securities of the Issuer are or may be deemed to be beneficially owned by (i) Resolute Compo Holdings LLC ("Resolute Compo Holdings"), directly, (ii) Tungsten 2024 LLC ("Tungsten"), indirectly as a result of being the managing member of Resolute Compo Holdings, (iii) John Cote, indirectly as a result of being the manager of Tungsten, and (iv) Thomas R. Knott, indirectly as a result of his non-managing member interest in Resolute Compo Holdings. Each of Resolute Compo Holdings, Tungsten, Mr. John Cote and Mr. Knott, disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein.
F3	The securities of the Issuer are or may be deemed to be beneficially owned by (i) Tungsten, directly, (ii) Mr. John Cote, indirectly as a result of being the manager of Tungsten. Each of Tungsten and Mr. John Cote disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein.
F4	The Stock Options will vest in equal annual installments of 25% each, on February 28, 2026 and on the first, second and third anniversaries thereof.