Liberty 77 Capital L.P. - Mar 27, 2024 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP, INC. (NYCB)

Role
Director
Signature
/s/ See Signatures Included in Exhibit 99.1
Stock symbol
NYCB
Transactions as of
Mar 27, 2024
Transactions value $
$0
Form type
4
Date filed
3/29/2024, 06:14 PM
Previous filing
Mar 14, 2024
Next filing
Jun 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Award $0 +300 +0% $0.00 41.7M Mar 27, 2024 See footnotes F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NYCB Restricted Stock Unit Award $0 +31.1K $0.00 31.1K Mar 27, 2024 Common Stock 31.1K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes 300 service based restricted stock units that will vest in shares of NYCB common stock over the passage of time and were granted to Steven T. Mnuchin.
F2 Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F3 Total includes 31,072 service based restricted stock units that will be settled solely in cash ("cash-settled RSUs") over the passage of time. Each cash-settled RSU is economically equivalent to one share of NYCB common stock. Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the trustee of the managing member of STM Partners LLC.