Anthony Lynn Davis - 28 Sep 2022 Form 4 Insider Report for Orion Engineered Carbons S.A. (OEC)

Role
Director
Signature
/s/ Christian Eggert, Attorney-in-Fact
Issuer symbol
OEC
Transactions as of
28 Sep 2022
Net transactions value
$0
Form type
4
Filing time
04 Nov 2022, 21:03:43 UTC
Previous filing
29 Jul 2022
Next filing
29 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OEC Common Shares, no par value Other $0 -6,439 -1.8% $0.000000 350,000 28 Sep 2022 Direct F1
transaction OEC Common Shares, no par value Other $0 +6,439 $0.000000 6,439 28 Sep 2022 See footnote F1, F3
holding OEC Common Shares, no par value 237,571 28 Sep 2022 See footnote F2
holding OEC Common Shares, no par value 1,824,242 28 Sep 2022 See footnote F4
holding OEC Common Shares, no par value 323,403 28 Sep 2022 See footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 6,439 restricted shares granted by the Issuer to the Reporting Person on July 01, 2022, which were assigned as of the transaction date indicated herein by the Reporting Person to Inherent Group, LP (the "assignee"), which is controlled by the Reporting Person, pursuant to the Portfolio Company Board of Directors Policy of the assignee, for further distribution in accordance with such policy to the funds named in footnotes (4) and (5), which are managed by the assignee. These restricted shares vest on the day prior to the Issuer's 2023 Annual General Meeting of Shareholders.
F2 Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person.
F3 Held by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4 Held by Inherent ESG Opportunity Master, LP, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5 Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.