Anthony Lynn Davis - Sep 28, 2022 Form 4 Insider Report for Orion Engineered Carbons S.A. (OEC)

Role
Director
Signature
/s/ Christian Eggert, Attorney-in-Fact
Stock symbol
OEC
Transactions as of
Sep 28, 2022
Transactions value $
$0
Form type
4
Date filed
11/4/2022, 09:03 PM
Previous filing
Jul 29, 2022
Next filing
Jun 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OEC Common Shares, no par value Other $0 -6.44K -1.81% $0.00 350K Sep 28, 2022 Direct F1
transaction OEC Common Shares, no par value Other $0 +6.44K $0.00 6.44K Sep 28, 2022 See footnote F1, F3
holding OEC Common Shares, no par value 238K Sep 28, 2022 See footnote F2
holding OEC Common Shares, no par value 1.82M Sep 28, 2022 See footnote F4
holding OEC Common Shares, no par value 323K Sep 28, 2022 See footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 6,439 restricted shares granted by the Issuer to the Reporting Person on July 01, 2022, which were assigned as of the transaction date indicated herein by the Reporting Person to Inherent Group, LP (the "assignee"), which is controlled by the Reporting Person, pursuant to the Portfolio Company Board of Directors Policy of the assignee, for further distribution in accordance with such policy to the funds named in footnotes (4) and (5), which are managed by the assignee. These restricted shares vest on the day prior to the Issuer's 2023 Annual General Meeting of Shareholders.
F2 Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person.
F3 Held by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4 Held by Inherent ESG Opportunity Master, LP, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5 Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.