Anthony Lynn Davis - 30 Jun 2022 Form 3/A - Amendment Insider Report for Orion Engineered Carbons S.A. (OEC)

Role
Director
Signature
/s/ Christian Eggert, Attorney-in-Fact
Issuer symbol
OEC
Transactions as of
30 Jun 2022
Net transactions value
$0
Form type
3/A - Amendment
Filing time
04 Nov 2022, 21:00:54 UTC
Date Of Original Report
29 Jul 2022
Next filing
04 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OEC Common Shares, no par value 350,000 30 Jun 2022 Direct
holding OEC Common Shares, no par value 237,571 30 Jun 2022 See footnote F1
holding OEC Common Shares, no par value 1,824,242 30 Jun 2022 See footnote F2
holding OEC Common Shares, no par value 323,403 30 Jun 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person.
F2 Held by Inherent ESG Opportunity Master, LP, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. These shares were inadvertently reported in the initial Form 3 as directly beneficially owned by the Reporting Person. Additionally, the initial Form 3 incorrectly reported that all shares reported therein comprised restricted shares granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. These shares were inadvertently reported in the initial Form 3 as directly beneficially owned by the Reporting Person. Additionally, the initial Form 3 incorrectly reported that all shares reported therein comprised restricted shares granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Remarks:

Exhibit 24: Power of Attorney