Key facts
- This page summarizes James E. Harris's Form 4 filing for RXO, Inc. (RXO).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 03 Nov 2022, 19:21.
James E. Harris - 01 Nov 2022 Form 4 Insider Report for RXO, Inc. (RXO)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- RXO
- Reported as of
- 01 Nov 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Nov 2022, 19:21:23 UTC
- Prior SEC filing
- 17 Oct 2022
- Next SEC filing
- 27 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jeffrey D. Firestone, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James E. Harris filed Form 4 for RXO, Inc. (RXO) on 03 Nov 2022.
Change
- Previous filing in this sequence was filed on 17 Oct 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RXO
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +256,517
- Change %
- Price
- $0.000000
- Shares after
- 256,517
- Date
- 01 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 256,517
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
Footnote F2
On September 26, 2022, the Reporting Person was granted unvested RSUs by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the completion of a pro rata distribution (the "Distribution") of all of the shares of the Issuer's Common Stock by XPO, the performance criteria applicable to such RSUs was satisfied and the RSUs were converted into RSUs of the Issuer in connection with the Distribution. 12.5% of the RSUs shall vest on September 26, 2023 and September 26, 2024 each, and 25% of the RSUs shall vest on September 26, 2025, September 26, 2026 and September 26, 2027 each, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.