Edmond Safra - 06 Jun 2022 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
10%+ Owner
Signature
/s/ Grace Lee, as Attorney-in-Fact
Issuer symbol
FOA
Transactions as of
06 Jun 2022
Net transactions value
+$2,092,330
Form type
4
Filing time
30 Sep 2022, 19:05:36 UTC
Previous filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FOA Class A Common Stock Purchase $121,768 +59,690 +1.7% $2.04 3,657,505 06 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $222,562 +102,563 +2.8% $2.17 3,760,068 07 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $107,425 +49,965 +1.3% $2.15 3,810,033 08 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $218,517 +103,074 +2.7% $2.12 3,913,107 09 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $145,286 +71,924 +1.8% $2.02 3,985,031 10 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $170,223 +87,294 +2.2% $1.95 4,072,325 13 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $48,686 +25,490 +0.63% $1.91 4,097,815 14 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $127,375 +70,373 +1.7% $1.81 4,168,188 16 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $170,440 +94,689 +2.3% $1.80 4,262,877 17 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $107,428 +57,757 +1.4% $1.86 4,320,634 21 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $86,073 +47,554 +1.1% $1.81 4,368,188 22 Jun 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $223,279 +133,700 +3.1% $1.67 4,501,888 01 Jul 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $170,000 +100,000 +2.2% $1.70 4,601,888 06 Jul 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $126,570 +73,162 +1.6% $1.73 4,675,050 11 Jul 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $40,100 +23,046 +0.49% $1.74 4,698,096 12 Jul 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $6,598 +3,792 +0.08% $1.74 4,701,888 13 Jul 2022 See footnote F1
transaction FOA Class A Common Stock Other $0 -750,000 -16% $0.000000 3,951,888 27 Sep 2022 See footnote F1, F2
holding FOA Class A Common Stock 3,614,000 06 Jun 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2 Distribution in kind of shares of Class A Common Stock. The closing market price of the Class A Common Stock on the date of the distribution was $1.42.
F3 Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.