Edmond Safra - Jun 6, 2022 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
10%+ Owner
Signature
/s/ Grace Lee, as Attorney-in-Fact
Stock symbol
FOA
Transactions as of
Jun 6, 2022
Transactions value $
$2,092,330
Form type
4
Date filed
9/30/2022, 07:05 PM
Previous filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FOA Class A Common Stock Purchase $122K +59.7K +1.66% $2.04 3.66M Jun 6, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $223K +103K +2.8% $2.17 3.76M Jun 7, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $107K +50K +1.33% $2.15 3.81M Jun 8, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $219K +103K +2.71% $2.12 3.91M Jun 9, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $145K +71.9K +1.84% $2.02 3.99M Jun 10, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $170K +87.3K +2.19% $1.95 4.07M Jun 13, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $48.7K +25.5K +0.63% $1.91 4.1M Jun 14, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $127K +70.4K +1.72% $1.81 4.17M Jun 16, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $170K +94.7K +2.27% $1.80 4.26M Jun 17, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $107K +57.8K +1.35% $1.86 4.32M Jun 21, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $86.1K +47.6K +1.1% $1.81 4.37M Jun 22, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $223K +134K +3.06% $1.67 4.5M Jul 1, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $170K +100K +2.22% $1.70 4.6M Jul 6, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $127K +73.2K +1.59% $1.73 4.68M Jul 11, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $40.1K +23K +0.49% $1.74 4.7M Jul 12, 2022 See footnote F1
transaction FOA Class A Common Stock Purchase $6.6K +3.79K +0.08% $1.74 4.7M Jul 13, 2022 See footnote F1
transaction FOA Class A Common Stock Other $0 -750K -15.95% $0.00 3.95M Sep 27, 2022 See footnote F1, F2
holding FOA Class A Common Stock 3.61M Jun 6, 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2 Distribution in kind of shares of Class A Common Stock. The closing market price of the Class A Common Stock on the date of the distribution was $1.42.
F3 Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.