Key facts
- This page summarizes Jay Farner's Form 4 filing for Rocket Companies, Inc. (RKT).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 29 Jul 2022, 17:13.
Jay Farner - 28 Jul 2022 Form 4 Insider Report for Rocket Companies, Inc. (RKT)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- RKT
- Reported as of
- 28 Jul 2022
- Net transaction value
- +$398,346
- SEC form
- 4
- Accepted by SEC
- 29 Jul 2022, 17:13:39 UTC
- Prior SEC filing
- 27 Jul 2022
- Next SEC filing
- 03 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Angelo Vitale, attorney in fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jay Farner filed Form 4 for Rocket Companies, Inc. (RKT) on 29 Jul 2022.
Change
- Previous filing in this sequence was filed on 27 Jul 2022.
- Current net transaction value: +$398,346.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RKT
transaction
Class A common stock
Purchase
- Transaction value
- $199,056
- Shares
- +20,800
- Change %
- +0.62%
- Price
- $9.57
- Shares after
- 3,386,007
- Date
- 28 Jul 2022
- Ownership
- Direct
- Footnotes
- F1, F2
RKT
transaction
Class A common stock
Purchase
- Transaction value
- $199,290
- Shares
- +21,000
- Change %
- +0.62%
- Price
- $9.49
- Shares after
- 3,407,007
- Date
- 29 Jul 2022
- Ownership
- Direct
- Footnotes
- F1, F3
RKT
holding
Class A common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 204,000
- Date
- 28 Jul 2022
- Ownership
- By trust
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.
Footnote F2
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.36 to $9.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F3
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.38 to $9.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F4
These shares of Class A common stock are held in trust for the benefit of the Reporting Person's children, for which the Reporting Person's spouse serves as trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.