Christopher Patrick O'Brien - 11 Jan 2022 Form 4 Insider Report for Latham Group, Inc. (SWIM)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
12 Jan 2022, 15:36:18 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jason Duva, Attorney-in-Fact

Key filing fact

Christopher Patrick O'Brien filed Form 4 for Latham Group, Inc. (SWIM) on 12 Jan 2022.

Key facts

  • This page summarizes Christopher Patrick O'Brien's Form 4 filing for Latham Group, Inc. (SWIM).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Jan 2022, 15:36.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$51,969,640.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWIM transaction

Common Stock, par value $0.0001 per share

Disposed to Issuer

Transaction value
$1,519,396
Shares
-81,376
Change %
-16%
Price
$18.67
Shares after
438,068
Date
11 Jan 2022
Ownership
By: WC Partners Executive IV, L.P.
Footnotes
F1, F2
SWIM transaction

Common Stock, par value $0.0001 per share

Disposed to Issuer

Transaction value
$50,450,245
Shares
-2,702,021
Change %
-16%
Price
$18.67
Shares after
14,545,703
Date
11 Jan 2022
Ownership
By: Wynnchurch Capital Partners IV, L.P.
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

2,702,021 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P.

Footnote F2

Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly.

SEC remarks

The reporting person is a member of a 10% group with (i) Pamplona Capital Partners V, L.P., Pamplona Equity Advisors V Ltd, Pamplona PE Investments Malta Limited, Pamplona Capital Management LLP, Pamplona Capital Management LLC, Pamplona Capital Management (PE) SL, Pamplona Capital Management (Monaco) SAM, John C. Halsted and Alexander Knaster (collectively, the "Pamplona Entities"), and (ii) Wynnchurch Capital Partners IV, L.P., WC Partners Executive IV, L.P. , Wynnchurch Partners IV, L.P., Wynnchurch Management, Ltd. and John Hatherly. None of the shares of common stock held by Pamplona Entities are reflected in this report.

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