Michael E. Ducey - 01 Jan 2022 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Jan 2022, 20:03:06 UTC
Prior SEC filing
23 Aug 2021
Next SEC filing
01 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jessica L. Lomm, as Attorney-in-Fact

Key filing fact

Michael E. Ducey filed Form 4 for Apollo Global Management, Inc. (APO) on 03 Jan 2022.

Key facts

  • This page summarizes Michael E. Ducey's Form 4 filing for Apollo Global Management, Inc. (APO).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2022, 20:03.

Change

  • Previous filing in this sequence was filed on 23 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

APO transaction

Common Stock

Award

Transaction value
Shares
+59,951
Change %
Price
Shares after
59,951
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1, F2, F3
APO transaction

Common Stock

Award

Transaction value
Shares
+1,308
Change %
Price
Shares after
1,308
Date
01 Jan 2022
Ownership
By the Ella Jane Spinder Irrevocable Trust
Footnotes
F1, F2, F4
APO transaction

Common Stock

Award

Transaction value
Shares
+1,308
Change %
Price
Shares after
1,308
Date
01 Jan 2022
Ownership
By the Elise Sue Spinder Irrevocable Trust
Footnotes
F1, F2, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

Footnote F2

(Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

Footnote F3

Reported amount includes 3,372 restricted stock units ("RSUs"). RSUs represent the right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

Footnote F4

These shares of common stock are held in the Ella Jane Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the shares of common stock held in the trust, except to the extent of his pecuniary interest therein.

Footnote F5

These shares of common stock are held in the Elise Sue Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the shares of common stock held in the trust, except to the extent of his pecuniary interest therein.

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