Trajectory Alpha Sponsor LLC - Dec 9, 2021 Form 3 Insider Report for Trajectory Alpha Acquisition Corp. (TCOA)

Role: Officer, Director, 10%+ Owner
Signature: /s/ See Signatures Included in Exhibit 99.1
Stock symbol: TCOA
Transactions as of: Dec 9, 2021
Transactions value $: $0
Form type: 3
Date filed: 12/9/2021, 06:53 PM
Next filing: Dec 16, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TCOA	Class B Common Stock							Dec 9, 2021	Class A Common Stock	4.21M		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date.
F2	The Sponsor is expected to forfeit to the Issuer 1,732,036 founder shares immediately prior to the closing of the initial public offering. In addition, if the underwriters' option to purchase additional units is not exercised, the Sponsor will forfeit to the Issuer an additional 419,915 founder shares upon the expiration of the underwriters' option to purchase additional units.
F3	The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Remarks:

Peter Bordes is the Executive Chairman and Chief Executive Officer of the Issuer. Michael E.S. Frankel is the President and Chief Financial Officer of the Issuer. Paul Sethi is the Lead Director of the Issuer.