John E. Kao - Nov 23, 2021 Form 4 Insider Report for Alignment Healthcare, Inc. (ALHC)

Role
Chief Executive Officer, Director
Signature
/s/ Richard A. Cross, as Attorney-in-Fact, for John E. Kao
Stock symbol
ALHC
Transactions as of
Nov 23, 2021
Transactions value $
-$8,438,032
Form type
4
Date filed
11/24/2021, 05:31 PM
Previous filing
Nov 3, 2021
Next filing
Mar 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALHC Common Stock Sale -$8.44M -420K -10.53% $20.11 3.57M Nov 23, 2021 See footnote F1, F2
holding ALHC Common Stock 311K Nov 23, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 419,646 shares of Common Stock of Alignment Healthcare, Inc. (the "Company") sold pursuant to a registered offering which closed on November 23, 2021, at a price of $20.1075 (net of underwriting discount).
F2 Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.
F3 Represents 311,030 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on the first four anniversaries of the initial vesting date.