Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HRT | Restricted Stock Unit (RSU) | Award | $0 | +4.34K | $0.00 | 4.34K | Oct 28, 2021 | Common Stock | 4.34K | $0.00 | See footnote | F1, F2 |
Id | Content |
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F1 | Each restricted stock unit (?RSU?) represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer?s common stock. These RSUs granted to Mr. Matthews are held by him solely for the benefit of Stone Point Capital LLC (?Stone Point?), of which Mr. Matthews is a managing director. Mr. Matthews disclaims beneficial ownership of these RSUs, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect owner of these RSUs. |
F2 | Restricted stock units award granted on October 28, 2021, which will vest on the earlier of the 2022 annual meeting or May 17, 2022, subject to continued service. |