Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | HRT | Common Stock, par value $0.001 per share | 10.7M | Oct 28, 2021 | Direct | F1, F5, F6, F7 | |||||
holding | HRT | Common Stock, par value $0.001 per share | 5.21M | Oct 28, 2021 | Direct | F2, F5, F6, F7 | |||||
holding | HRT | Common Stock, par value $0.001 per share | 89.7K | Oct 28, 2021 | Direct | F3, F5, F6, F7 | |||||
holding | HRT | Common Stock, par value $0.001 per share | 529K | Oct 28, 2021 | Direct | F4, F5, F6, F7 |
Id | Content |
---|---|
F1 | These shares of Common Stock are held by Trident VII, L.P. |
F2 | These shares of Common Stock are held by Trident VII Parallel Fund, L.P. |
F3 | These shares of Common Stock are held by Trident VII DE Parallel Fund, L.P. |
F4 | These shares of Common Stock are held by Trident VII Professionals Fund, L.P. |
F5 | Shares of Common Stock are held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P. |
F6 | Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. |
F7 | Each of the Reporting Persons disclaims any beneficial ownership of any shares of Common Stock held by the Trident VII Partnerships except to the extent of its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
James D. Carey, a member and Managing Director of Stone Point Capital LLC, is a member of the board of directors of the Issuer. Mr. Carey as a member of the investment committee and owner of one of the five general partners of Trident VII GP, may be deemed to be the beneficial owner of the securities held directly by the Trident VII Partnerships. On the basis of the relationships between Mr. Carey and the Reporting Persons, each of the Reporting Persons may be deemed a director by deputization in respect of the Issuer. // Exhibit List - Exhibit 24.1 - Power of Attorney