D1 Capital Partners L.P. - 01 Apr 2021 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role: 10%+ Owner
Signature: D1 Capital Partners, L.P., by: /s/ Amanda Hector
Issuer symbol: FOA
Transactions as of: 01 Apr 2021
Net transactions value: -$11,552,562
Form type: 4
Filing time: 08 Oct 2021, 17:16:15 UTC
Next filing: 14 Jul 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FOA	Class A Common Stock	Sale	$6,376,562	-625,000	-8.3%	$10.20^*	6,875,000	01 Apr 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	$157,848	-14,551	-0.21%	$10.85^*	6,860,449	10 May 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	$53,150	-5,000	-0.07%	$10.63^*	6,855,449	10 May 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	$582,259	-55,449	-0.81%	$10.50^*	6,800,000	19 May 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	$1,486,758	-141,596	-2.1%	$10.50^*	6,658,404	20 May 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	$1,663,242	-158,404	-2.4%	$10.50^*	6,500,000	21 May 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	$60,890	-5,799	-0.09%	$10.50^*	6,494,201	01 Jun 2021	See footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FOA	Warrants	Sale	$924,000	-600,000	-48%	$1.54	650,000	10 May 2021	Class A Common Stock	600,000	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	$20,336	-13,025	-2%	$1.56	636,975	10 May 2021	Class A Common Stock	13,025	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	$55,462	-36,975	-5.8%	$1.50	600,000	19 May 2021	Class A Common Stock	36,975	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	$155,661	-103,774	-17%	$1.50	496,226	20 May 2021	Class A Common Stock	103,774	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	$9,650	-6,226	-1.3%	$1.55	490,000	15 Jun 2021	Class A Common Stock	6,226	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	$6,744	-4,351	-0.89%	$1.55	485,649	17 Jun 2021	Class A Common Stock	4,351	$11.50	See footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.

Content

This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.