D1 Capital Partners L.P. - Apr 1, 2021 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role: 10%+ Owner
Signature: D1 Capital Partners, L.P., by: /s/ Amanda Hector
Stock symbol: FOA
Transactions as of: Apr 1, 2021
Transactions value $: -$11,552,562
Form type: 4
Date filed: 10/8/2021, 05:16 PM
Next filing: Jul 14, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FOA	Class A Common Stock	Sale	-$6.38M	-625K	-8.33%	$10.20^*	6.88M	Apr 1, 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	-$158K	-14.6K	-0.21%	$10.85^*	6.86M	May 10, 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	-$53.2K	-5K	-0.07%	$10.63^*	6.86M	May 10, 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	-$582K	-55.4K	-0.81%	$10.50^*	6.8M	May 19, 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	-$1.49M	-142K	-2.08%	$10.50^*	6.66M	May 20, 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	-$1.66M	-158K	-2.38%	$10.50^*	6.5M	May 21, 2021	See footnote	F1
transaction	FOA	Class A Common Stock	Sale	-$60.9K	-5.8K	-0.09%	$10.50^*	6.49M	Jun 1, 2021	See footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FOA	Warrants	Sale	-$924K	-600K	-48%	$1.54	650K	May 10, 2021	Class A Common Stock	600K	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	-$20.3K	-13K	-2%	$1.56	637K	May 10, 2021	Class A Common Stock	13K	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	-$55.5K	-37K	-5.8%	$1.50	600K	May 19, 2021	Class A Common Stock	37K	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	-$156K	-104K	-17.3%	$1.50	496K	May 20, 2021	Class A Common Stock	104K	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	-$9.65K	-6.23K	-1.25%	$1.55	490K	Jun 15, 2021	Class A Common Stock	6.23K	$11.50	See footnote	F1
transaction	FOA	Warrants	Sale	-$6.74K	-4.35K	-0.89%	$1.55	486K	Jun 17, 2021	Class A Common Stock	4.35K	$11.50	See footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.

Content

This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.