Carney Hawks - Oct 7, 2021 Form 3 Insider Report for Hawks Acquisition Corp (HWKZ)

Role
Director, Chief Executive Officer and Chairman of the Board of Directors, 10%+ Owner
Signature
/s/ See Signatures Included in Exhibit 99.1
Stock symbol
HWKZ
Transactions as of
Oct 7, 2021
Transactions value $
$0
Form type
3
Date filed
10/7/2021, 07:58 PM
Previous filing
Jun 24, 2021
Next filing
Nov 1, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HWKZ Class B Common Stock Oct 7, 2021 Class A Common Stock 5.48M See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares of Hawks Acquisition Corp (the "Issuer") are directly held by Hawks Sponsor LLC. The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264) and have no expiration date.
F2 Includes up to 750,000 founder shares that will be surrendered to the Issuer for no consideration depending on the extent to which the underwriters' option to purchase additional units is exercised.
F3 J. Carney Hawks is the managing member of JC Hawks & Co LLC, which is the managing member of Hawks Acquisition Founders Company LLC, which is the managing member of Hawks Sponsor LLC. The shares beneficially owned by Hawks Sponsor LLC may also be deemed to be beneficially owned by Mr. Hawks, JC Hawks & Co LLC, and Hawks Acquisition Founders Company LLC.

Remarks:

Chief Executive Officer and Chairman of the Board of Directors