BRH Holdings GP, Ltd. - Oct 1, 2021 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
10%+ Owner
Signature
By: /s/ John J. Suydam, Vice President
Stock symbol
APO
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/5/2021, 07:04 PM
Previous filing
Sep 30, 2021
Next filing
Oct 8, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APO Apollo Operating Group units Other $0 -96.6K -0.06% $0.00 158M Oct 1, 2021 Class A common stock 96.6K By AP Professional Holdings, L.P. F1, F2, F3, F4
transaction APO Apollo Operating Group units Other $0 -48.9K -0.03% $0.00 158M Oct 4, 2021 Class A common stock 48.9K By AP Professional Holdings, L.P. F1, F2, F3, F4
transaction APO Apollo Operating Group units Other $0 -74.5K -0.05% $0.00 158M Oct 5, 2021 Class A common stock 74.5K By AP Professional Holdings, L.P. F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Apollo Operating Group unit represents a right to receive one share of Class A common stock ("Class A share") of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. ("Holdings") and the other parties thereto (the "Exchange Agreement").
F2 On October 1, 2021, Holdings distributed 96,573 Apollo Operating Group units to one of its limited partners. On October 4, 2021, Holdings distributed 48,912 Apollo Operating Group units to one of its limited partners. On October 5, 2021, Holdings distributed 74,464 Apollo Operating Group units to one of its limited partners.
F3 The Apollo Operating Group units do not expire.
F4 The reporting person is the sole general partner of Holdings, which holds 158,032,220 Apollo Operating Group units. Holdings and other parties to the Exchange Agreement may exchange the Apollo Operating Group units for Class A shares of the Issuer, subject to the restrictions and provisions set forth in the Exchange Agreement. The reporting person does not have a pecuniary interest in the Apollo Operating Group units and disclaims beneficial ownership of these securities.