Timothy N. White - 01 Sep 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
President, Refrigeration
Signature
/s/ William Langston as Attorney-in-Fact
Issuer symbol
CARR
Transactions as of
01 Sep 2021
Net transactions value
$0
Form type
4
Filing time
03 Sep 2021, 16:15:35 UTC
Previous filing
23 Aug 2021
Next filing
04 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Units Award $0 +10,318 $0.000000 10,318 01 Sep 2021 Common Stock 10,318 Direct F1
transaction CARR Restricted Stock Units Award $0 +10,318 $0.000000 10,318 01 Sep 2021 Common Stock 10,318 Direct F1
transaction CARR Restricted Stock Units Award $0 +10,319 $0.000000 10,319 01 Sep 2021 Common Stock 10,319 Direct F1
transaction CARR Stock Appreciation Right Award $0 +42,548 $0.000000 42,548 01 Sep 2021 Common Stock 42,548 $57.89 Direct
transaction CARR Stock Appreciation Right Award $0 +42,548 $0.000000 42,548 01 Sep 2021 Common Stock 42,548 $57.89 Direct
transaction CARR Stock Appreciation Right Award $0 +42,549 $0.000000 42,549 01 Sep 2021 Common Stock 42,549 $57.89 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.