Timothy N. White - Sep 1, 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
President, Refrigeration
Signature
/s/ William Langston as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Sep 1, 2021
Transactions value $
$0
Form type
4
Date filed
9/3/2021, 04:15 PM
Previous filing
Aug 23, 2021
Next filing
Feb 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Units Award $0 +10.3K $0.00 10.3K Sep 1, 2021 Common Stock 10.3K Direct F1
transaction CARR Restricted Stock Units Award $0 +10.3K $0.00 10.3K Sep 1, 2021 Common Stock 10.3K Direct F1
transaction CARR Restricted Stock Units Award $0 +10.3K $0.00 10.3K Sep 1, 2021 Common Stock 10.3K Direct F1
transaction CARR Stock Appreciation Right Award $0 +42.5K $0.00 42.5K Sep 1, 2021 Common Stock 42.5K $57.89 Direct
transaction CARR Stock Appreciation Right Award $0 +42.5K $0.00 42.5K Sep 1, 2021 Common Stock 42.5K $57.89 Direct
transaction CARR Stock Appreciation Right Award $0 +42.5K $0.00 42.5K Sep 1, 2021 Common Stock 42.5K $57.89 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.