ER Reservoir LLC - Jul 28, 2021 Form 3 Insider Report for Reservoir Media, Inc. (RSVR)

Role
10%+ Owner
Signature
/s/ Ryan P. Taylor, as Managing Director of ER Reservoir LLC
Stock symbol
RSVR
Transactions as of
Jul 28, 2021
Transactions value $
$0
Form type
3
Date filed
7/28/2021, 09:09 PM
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RSVR Common Stock 13.6M Jul 28, 2021 Direct F1, F2, F3, F4, F5, F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Persons listed on this Form 3 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 3 shall not be deemed to be an admission that the Reporting Persons are members of such group.
F2 The amount of securities shown in this row is owned directly by ER Reservoir LLC (the "Fund"). The Fund received the securities as consideration in connection with the agreement and plan of merger, dated as of April 14, 2021, by and among Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co.), Roth CH II Merger Sub Corp. and Reservoir Holdings, Inc.
F3 As a manager of the Fund, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of 9,854,775 of the Issuer's securities held by the Fund. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of its pecuniary interest therein.
F4 As a manager of the Fund, Richmond Hill Investment Co., LP (the "RHIC Manager") may be deemed to be a beneficial owner of 3,738,018 of the Issuer's securities held by the Fund. The RHIC Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.
F5 As the general partner of the RHIC Manager, Richmond Hill Capital Management, LLC (the "General Partner") may be deemed to be a beneficial owner of 3,738,018 of the Issuer's securities held by the Fund. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.
F6 As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of 9,854,775 of the Issuer's securities held by the Fund. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.
F7 As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of 9,854,775 of the Issuer's securities held by the Fund. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.
F8 As the manager of the General Partner, Ryan P. Taylor may be deemed to be a beneficial owner of 3,738,018 of the Issuer's securities held by the Fund. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.