Stephen M. Cook - Jul 28, 2021 Form 4 Insider Report for Reservoir Media, Inc. (RSVR)

Role
Director
Signature
/s/ James A. Heindlmeyer, as attorney-in-fact for Stephen M. Cook
Stock symbol
RSVR
Transactions as of
Jul 28, 2021
Transactions value $
$0
Form type
4
Date filed
7/28/2021, 08:01 PM
Previous filing
Feb 15, 2022
Next filing
Sep 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RSVR Common Stock, $0.0001 par value Award +873K 873K Jul 28, 2021 Direct F1
transaction RSVR Common Stock, $0.0001 par value Award +111K 111K Jul 28, 2021 By BTCSJC Music LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received in connection with the agreement and plan of merger, dated as of April 14, 2021, by and among Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"), pursuant to which Merger Sub merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI (the "Business Combination"). The Reporting Person received the shares of common stock, $0.0001 par value per share, of RMI (the "Shares") as consideration for the Business Combination. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.