Adam Rothstein - Jul 28, 2021 Form 4 Insider Report for Reservoir Media, Inc. (RSVR)

Role: Director
Signature: /s/ James A. Heindlmeyer, as attorney-in-fact for Adam Rothstein
Stock symbol: RSVR
Transactions as of: Jul 28, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/28/2021, 08:00 PM
Previous filing: Jul 26, 2021
Next filing: Aug 5, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RSVR	Common Stock, $0.0001 par value	Award		+25K	+20.98%		144K	Jul 28, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to the subscription agreement, dated as of April 14, 2021, with Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), the Reporting Person acquired 25,000 shares of common stock, $0.0001 par value per share, of RMI for an aggregate purchase price of $250,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in RMI. The PIPE Investment occurred substantially concurrently with the closing of the business combination (the "Business Combination") on July 28, 2021, pursuant to the agreement and plan of merger, dated as of April 14, 2021 (the "Merger Agreement"), by and among RMI, Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"). In connection with the consummation of the Business Combination and transactions contemplated by the Merger Agreement, Merger Sub was merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI.

Content

Pursuant to the subscription agreement, dated as of April 14, 2021, with Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), the Reporting Person acquired 25,000 shares of common stock, $0.0001 par value per share, of RMI for an aggregate purchase price of $250,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in RMI. The PIPE Investment occurred substantially concurrently with the closing of the business combination (the "Business Combination") on July 28, 2021, pursuant to the agreement and plan of merger, dated as of April 14, 2021 (the "Merger Agreement"), by and among RMI, Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"). In connection with the consummation of the Business Combination and transactions contemplated by the Merger Agreement, Merger Sub was merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI.

Remarks:

Exhibit 24.1 - Power of Attorney