OTEE 2020 ApS - May 19, 2021 Form 4 Insider Report for Unity Software Inc. (U)

Role
10%+ Owner
Signature
OTEE 2020 ApS, By: /s/ Joachim Christoph Ante, Director, By: /s/ David Helgason, Director
Stock symbol
U
Transactions as of
May 19, 2021
Transactions value $
-$21,387,265
Form type
4
Date filed
5/21/2021, 04:40 PM
Next filing
May 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction U Common Stock Sale -$286K -3.34K -0.01% $85.79 29.5M May 19, 2021 See Footnote F1, F2
transaction U Common Stock Sale -$1.79M -20.6K -0.07% $86.89 29.5M May 19, 2021 See Footnote F1, F3
transaction U Common Stock Sale -$7.34M -83.6K -0.28% $87.76 29.4M May 19, 2021 See Footnote F1, F4
transaction U Common Stock Sale -$1.1M -12.4K -0.04% $88.29 29.4M May 19, 2021 See Footnote F1, F5
transaction U Common Stock Sale -$1.15M -12.9K -0.04% $89.51 29.4M May 20, 2021 See Footnote F1, F6
transaction U Common Stock Sale -$5.9M -65.3K -0.22% $90.32 29.3M May 20, 2021 See Footnote F1, F7
transaction U Common Stock Sale -$3.4M -37.2K -0.13% $91.35 29.3M May 20, 2021 See Footnote F1, F8
transaction U Common Stock Sale -$424K -4.61K -0.02% $91.98 29.3M May 20, 2021 See Footnote F1, F9
holding U Common Stock 12.3K May 19, 2021 Direct F10
holding U Common Stock 12.7K May 19, 2021 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE.
F2 This transaction was executed in multiple trades at prices ranging from $85.08 to $86.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $86.20 to $87.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $87.20 to $88.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $88.20 to $88.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $88.88 to $89.875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $89.88 to $90.875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $90.88 to $91.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 This transaction was executed in multiple trades at prices ranging from $91.89 to $92.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 Represents 12,297 restricted stock units granted to Mr. Ante. The shares subject to these awards vest according to the following schedule: 30% on each of November 25, 2022 and November 25, 2023 and 40% on November 25, 2024, subject to the Reporting Person's continued service through each such vesting date.
F11 Represents 12,742 restricted stock units granted to Mr. Helgason. The shares subject to this award vest in full on the date of the issuer's first annual meeting of stockholders that occurs following the completion of the issuer's initial public offering, subject to the reporting person's continued service through that date.