Frank J. Dellaquila - Nov 7, 2022 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)

Role
Senior Exec. VP and CFO
Signature
/s/ John A. Sperino, as Attorney-in-Fact for Frank J. Dellaquila
Stock symbol
EMR
Transactions as of
Nov 7, 2022
Transactions value $
-$2,594,110
Form type
4
Date filed
11/9/2022, 03:42 PM
Previous filing
Nov 2, 2022
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMR Common Stock Options Exercise $6.51M +100K +36.79% $65.07 372K Nov 7, 2022 Direct F1
transaction EMR Common Stock Tax liability -$1.11M -12.3K -3.31% $90.45 359K Nov 7, 2022 Direct F2
transaction EMR Common Stock Sale -$422K -4.62K -1.28% $91.40 355K Nov 7, 2022 Direct F3
transaction EMR Common Stock Sale -$7.57M -83.1K -23.41% $91.07 272K Nov 8, 2022 Direct F4
holding EMR Common Stock 749 Nov 7, 2022 401(k) plan
holding EMR Common Stock 3.06K Nov 7, 2022 401(k) excess plan
holding EMR Common Stock 8.44K Nov 7, 2022 Spouse
holding EMR Common Stock 56.5K Nov 7, 2022 FJD 2012 Gift Trust F5
holding EMR Common Stock 75.3K Nov 7, 2022 SRD 2012 Gift Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMR Employee Stock Option (Right to Buy) Options Exercise -100K -100% 0 Nov 7, 2022 Common Stock 100K $65.07 Direct F1, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of 4,617 incentive stock options and 95,383 non-qualified stock options exempt under Rule 16b-3.
F2 Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3 The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.39 to $91.42. The Reporting Person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4 The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.21. The Reporting Person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5 Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
F6 Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
F7 The options vested in three equal installments beginning on the date indicated.
F8 Price is not applicable to stock options received as incentive compemsation.