Frank J. Dellaquila - Nov 1, 2021 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)

Role
Senior Exec. VP and CFO
Signature
/s/ John A. Sperino, as Attorney-in-Fact for Frank J. Dellaquila
Stock symbol
EMR
Transactions as of
Nov 1, 2021
Transactions value $
-$875,579
Form type
4
Date filed
11/3/2021, 04:50 PM
Previous filing
Oct 7, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMR Common Stock Award +21.5K +9.07% 259K Nov 1, 2021 Direct F1, F2
transaction EMR Common Stock Tax liability -$876K -8.95K -3.46% $97.83 250K Nov 1, 2021 Direct F3, F4
holding EMR Common Stock 641 Nov 1, 2021 401(k) plan
holding EMR Common Stock 2.99K Nov 1, 2021 401(k) excess plan
holding EMR Common Stock 8.44K Nov 1, 2021 Spouse
holding EMR Common Stock 56.5K Nov 1, 2021 FJD 2012 Gift Trust F5
holding EMR Common Stock 75.3K Nov 1, 2021 SRD 2012 Gift Trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of 21,525 shares pursuant to Rule 16b-3 upon payout of 39,137.5 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2021. Of these 39,137.5 units, 21,525 units were paid in shares of Issuer stock, with the remaining 17,612.5 units paid in cash to cover the reporting person's tax obligations.
F2 Price is not applicable to the acquisitions described in Note 1.
F3 Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F4 Fair market value on date of the vesting described in Note 3.
F5 Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
F6 Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.