Sharon Price John - 04 Oct 2021 Form 4 Insider Report for BUILD-A-BEAR WORKSHOP INC (BBW)

Role
President and CEO, Director
Signature
/s/ Eric R. Fencl, attorney-in-fact for Sharon Price John
Issuer symbol
BBW
Transactions as of
04 Oct 2021
Net transactions value
-$1,097,203
Form type
4
Filing time
06 Oct 2021, 20:43:23 UTC
Previous filing
03 Sep 2021
Next filing
08 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBW Common Stock Options Exercise $331,542 +50,540 +8.8% $6.56 625,245 04 Oct 2021 Direct F1
transaction BBW Common Stock Sale $336,894 -19,970 -3.2% $16.87 605,275 04 Oct 2021 Direct F1, F2
transaction BBW Common Stock Sale $348,564 -20,540 -3.4% $16.97 584,735 04 Oct 2021 Direct F1, F3
transaction BBW Common Stock Options Exercise $228,432 +34,822 +6% $6.56 619,557 05 Oct 2021 Direct F1
transaction BBW Common Stock Sale $595,108 -34,822 -5.6% $17.09 584,735 05 Oct 2021 Direct F1, F4
transaction BBW Common Stock Options Exercise $246,564 +37,586 +6.4% $6.56 622,321 06 Oct 2021 Direct F1
transaction BBW Common Stock Sale $623,176 -37,586 -6% $16.58 584,735 06 Oct 2021 Direct F1, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -50,540 -12% $0.000000 371,415 04 Oct 2021 Common Stock 50,540 $6.56 Direct F1, F7
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -34,822 -9.4% $0.000000 336,593 05 Oct 2021 Common Stock 34,822 $6.56 Direct F1, F7
transaction BBW Employee Stock Option (Right to Buy) Options Exercise $0 -37,586 -11% $0.000000 299,007 06 Oct 2021 Common Stock 37,586 $6.56 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The reporting price is the weighted average sale price per share for 30 transactions in which the sale prices range from $16.69 to $17.23 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F3 The reporting price is the weighted average sale price per share for 35 transactions in which the sale prices range from $16.80 to $17.09 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F4 The reporting price is the weighted average sale price per share for 62 transactions in which the sale prices range from $16.80 to $17.45 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F5 The reporting price is the weighted average sale price per share for 65 transactions in which the sale prices range from $16.25 to $17.03 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F6 After giving effect to the transactions reported in this Form 4, Ms. John directly owns 372,396 shares of common stock and 212,339 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 299,007 shares of Build-A-Bear Workshop, Inc.'s common stock.
F7 The options vested in equal annual installments over four years from the date of the grant.