Douglas Mauro Leone - 18 Mar 2026 Form 3 Insider Report for Nu Holdings Ltd. (NU)

Role
Director
Signature
/s/ Beatriz Outeiro, attorney-in-fact for Douglas Mauro Leone
Issuer symbol
NU
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 13:34:33 UTC
Previous filing
02 Nov 2021
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LEONE DOUGLAS M Director C/O NU HOLDINGS LTD, RUA CAPOTE VALENTE, 39, SAO PAULO, BRAZIL /s/ Beatriz Outeiro, attorney-in-fact for Douglas Mauro Leone 18 Mar 2026 0001195580

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NU Class A ordinary shares par value US$0.000006666666667 173,575 18 Mar 2026 Direct F1
holding NU Class A Shares 27,753,845 18 Mar 2026 By Family Trust F2
holding NU Class A Shares 1,740,390 18 Mar 2026 By Family Limited Partnerships F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Figure includes 11,498 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
F2 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney