David Velez Osorno - 18 Mar 2026 Form 3 Insider Report for Nu Holdings Ltd. (NU)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Beatriz Outeiro, attorney-in-fact for David Velez Osorno
Issuer symbol
NU
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 13:30:21 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Velez Osorno David Chairman and CEO, Director, 10%+ Owner C/O NU HOLDINGS LTD, RUA CAPOTE VALENTE, 39, SAO PAULO, BRAZIL /s/ Beatriz Outeiro, attorney-in-fact for David Velez Osorno 18 Mar 2026 0001914226

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NU Class A ordinary shares ("Class A Shares") 6,250,761 18 Mar 2026 Direct F1
holding NU Class A Shares 698,914 18 Mar 2026 By Rua California Ltd. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NU Class B ordinary shares ("Class B Shares") 18 Mar 2026 Class A Shares 901,624,498 By Rua California Ltd. F2, F3
holding NU Class B Shares 18 Mar 2026 Class A Shares 1,500,000 By Spouse F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Figure includes 3,861,558 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
F2 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 The Class B ordinary shares are convertible into the issuer's Class A Shares on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and have no expiration date.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney