Cristina Helena Zingaretti Junqueira - 18 Mar 2026 Form 3 Insider Report for Nu Holdings Ltd. (NU)

Role
US CEO & Chief Growth Officer
Signature
/s/ Beatriz Outeiro, attorney-in-fact for Cristina Junqueira
Issuer symbol
NU
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 12:56:26 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Junqueira Cristina Helena Zingaretti US CEO & Chief Growth Officer RUA CAPOTE VALENTE, 39, PINHEIROS, SAO PAULO, BRAZIL /s/ Beatriz Outeiro, attorney-in-fact for Cristina Junqueira 18 Mar 2026 0001973445

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NU Class A ordinary shares ("Class A Shares") 2,623,395 18 Mar 2026 Direct F1
holding NU Class A Shares 5,197,593 18 Mar 2026 By Family Trust F2
holding NU Class A Shares 490,899 18 Mar 2026 By Family Trust F2
holding NU Class A Shares 1,539,000 18 Mar 2026 By Estate Planning Vehicle F2
holding NU Class A Shares 2,392,338 18 Mar 2026 By Family Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NU Class B ordinary shares ("Class B Shares") 18 Mar 2026 Class A Shares 95,580,960 By Estate Planning Vehicle F2, F3
holding NU Class B Shares 18 Mar 2026 Class A Shares 23,895,240 By Family Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Figure includes 1,285,395 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
F2 The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
F3 The Class B ordinary shares are convertible into the issuer's Class A Shares on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and have no expiration date.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney