Daniel Rizardi Sorrentino - 18 Mar 2026 Form 3 Insider Report for Patria Investments Ltd (PAX)

Role
Global Head of Commercial, Director
Signature
/s/ Daniel Rizardi Sorrentino
Issuer symbol
PAX
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 11:47:30 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sorrentino Daniel Rizardi Global Head of Commercial, Director 60 NEXUS WAY, 4TH FLOOR, CAMANA BAY, CAYMAN ISLANDS /s/ Daniel Rizardi Sorrentino 18 Mar 2026 0002113894

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PAX Class A Common Shares 578,054 18 Mar 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PAX Class B Common Shares 18 Mar 2026 Class A Common Shares 222,517 See Footnote F2, F3
holding PAX Performance Share Unit 18 Mar 2026 Class A Common Shares 85,469 Direct F4
holding PAX Performance Share Unit 18 Mar 2026 Class A Common Shares 156,644 Direct F4
holding PAX Performance Share Unit 18 Mar 2026 Class A Common Shares 141,653 Direct F4
holding PAX Performance Share Unit 18 Mar 2026 Class A Common Shares 159,257 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 21,977 unvested restricted share units,110,615 unvested restricted share units pursuant to the Issuer's matching share program, and 445,462 Class A Common Shares owned by the Reporting Person.
F2 Class B Common Shares are convertible under certain circumstances into an equivalent number of Class A Common Shares. Class B Common Shares are entitled to 10 votes per share.
F3 Represents Class B Common Shares beneficially owned by Patria Holdings Limited which are directly held by Peachbay, an entity owned and controlled by the Reporting Person.
F4 The Performance Shares vest and are settled in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date.