Harry Thomasian Jr. - 05 Apr 2024 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Chief Financial Officer
Signature
/s/ Harry Thomasian, Jr., by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
05 Apr 2024
Net transactions value
-$94,345
Form type
4
Filing time
09 Apr 2024, 21:05:31 UTC
Previous filing
25 Aug 2023
Next filing
31 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Options Exercise +135,714 +84% 296,765 05 Apr 2024 Direct F1
transaction PGEN Common Stock Tax liability $94,345 -67,389 -23% $1.40 229,376 05 Apr 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +135,714 $0.000000 135,714 05 Apr 2024 Common Stock 135,714 Direct F1, F3
transaction PGEN Restricted Stock Units Options Exercise $0 -135,714 -100% $0.000000* 0 05 Apr 2024 Common Stock 135,714 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F2 Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.
F3 The RSUs vested immediately upon the grant date.