CESAR L. ALVAREZ - 14 Mar 2024 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director
Signature
/s/ Cesar L. Alvarez, by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
14 Mar 2024
Net transactions value
+$62,500
Form type
4
Filing time
18 Mar 2024, 18:18:22 UTC
Previous filing
12 Mar 2024
Next filing
10 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Award $62,500 +43,706 +8.3% $1.43 569,933 14 Mar 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +87,412 $0.000000 87,412 14 Mar 2024 Common Stock 87,412 Direct F2, F3
transaction PGEN Option to Purchase Common Stock (Right to Buy) Award $0 +101,626 $0.000000 101,626 14 Mar 2024 Common Stock 101,626 $1.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were issued to the reporting person in lieu of an annual retainer of $62,500.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F3 The RSUs vest in full on March 14, 2025.