Robert Andrew Keller - Dec 29, 2023 Form 4 Insider Report for PGT Innovations, Inc. (PGTI)

Role
SVP of Prod Innov & Tech
Signature
/s/ Ryan S. Quinn, as attorney-in-fact for Robert Andrew Keller
Stock symbol
PGTI
Transactions as of
Dec 29, 2023
Transactions value $
-$306,116
Form type
4
Date filed
1/2/2024, 08:50 PM
Previous filing
Mar 8, 2023
Next filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGTI PGTI Common Stock Award $0 +4.36K +6.36% $0.00 72.9K Dec 29, 2023 Direct F1, F2
transaction PGTI PGTI Common Stock Tax liability -$306K -7.42K -10.18% $41.25 65.5K Dec 29, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 29, 2023, the Compensation Committee of the Board of Directors of the Issuer determined that these performance shares will be deemed earned and vested based on expected actual performance as of December 29, 2023. These performance shares were granted in February 2021 and were originally scheduled to vest on February 15, 2024.
F2 Includes 414 shares purchased on March 31, 2023, 184 shares purchased on June 30, 2023, and 168 shares purchased on September 30, 2023 pursuant to the Issuer's 2019 Employee Stock Purchase Plan.
F3 Pursuant to a request from the reporting person, the Issuer withheld 7,421 shares to satisfy a tax withholding obligation in connection with stock awards on which the restrictions had lapsed.