Thomas Pfisterer - 02 Jan 2024 Form 3 Insider Report for ADC Therapeutics SA (ADCT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
02 Jan 2024, 20:00:16 UTC
Next SEC filing
14 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ameet Mallik, as Attorney-in-Fact for Thomas Pfisterer

Key filing fact

Thomas Pfisterer filed Form 3 for ADC Therapeutics SA (ADCT) on 02 Jan 2024.

Key facts

  • This page summarizes Thomas Pfisterer's Form 3 filing for ADC Therapeutics SA (ADCT).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 02 Jan 2024, 20:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

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Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ADCT holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
175,337
Date
02 Jan 2024
Ownership
Direct
Footnotes
F1
ADCT holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
451,856
Date
02 Jan 2024
Ownership
By HPWH TH AG
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes 20,000 Common Shares to be delivered in settlement of a restricted share unit award ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Shares. The RSUs were granted on June 14, 2023 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

Footnote F2

The reporting person disclaims beneficial ownership of all Common Shares held of record by HPWH TH AG ("HPWH"), other than the Common Shares in HPWH that are indirectly represented by the reporting person's 41.7% interest in HPWH MH AG, which owns a 12.5% interest in HPWH, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the remaining Common Shares in HPWH for purposes of Section 16 or for any other purpose.

SEC remarks

Exhibit List - Exhibit 24 - Power of Attorney

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