Rodney Hershberger - Nov 1, 2023 Form 4 Insider Report for PGT Innovations, Inc. (PGTI)

Role
Director
Signature
/s/ Ryan S. Quinn, as attorney-in-fact for Rodney Hershberger
Stock symbol
PGTI
Transactions as of
Nov 1, 2023
Transactions value $
-$75,075
Form type
4
Date filed
11/1/2023, 04:46 PM
Previous filing
Oct 2, 2023
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGTI PGTI Common Stock Sale -$75.1K -2.5K -0.19% $30.03 1.34M Nov 1, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a Rule 10b5-1 trading plan executed by the reporting person on December 12, 2022.
F2 This transaction was executed in multiple trades between $29.58 to $30.70 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer.