Dale Andres - 11 Sep 2023 Form 4 Insider Report for Gatos Silver, Inc.

Role
President
Signature
/s/ Stephen Bodley as Attorney-in-Fact for Dale Andres
Issuer symbol
N/A
Transactions as of
11 Sep 2023
Net transactions value
+$270,000
Form type
4
Filing time
13 Sep 2023, 18:33:17 UTC
Previous filing
29 Dec 2021
Next filing
27 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATO Common Stock Award $0 +300,729 $0.000000 300,729 11 Sep 2023 Direct F1
transaction GATO Common Stock Purchase $270,000 +50,000 +17% $5.40 350,729 12 Sep 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATO Employee Stock Option (Right to Buy) Award $0 +339,583 $0.000000 339,583 11 Sep 2023 Common Stock 339,583 $5.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists entirely of restricted stock units ("RSUs") which vest on June 1, 2024.
F2 These options were granted on September 11, 2023. Two-thirds vested on the grant date and the remainder vests on June 1, 2024.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney